INT 500 Climate, Culture and the Biosphere
Peopling of South America – Fall 2007

Note: All Lecture Notes Are PDF files, and you must have Adobe Acrobat Reader or a similar program to view them. The files made available here are for the use of class participants only and will be removed after the last class meeting.

Instructors:

Prof. George L. Jacobson, Jr.
320 Bryand Global Sciences
581-2991
jacobson at maine.edu
Prof. Daniel H. Sandweiss
120 Alumni Hall
581-1889
dan.sandweiss at umit.maine.edu

 

 

Class schedule: 5 -7:30 pm Mondays, 307 Bryand Global Sciences


September 24 Discussion Leaders: Dan Belknap, Sam Kelley, Ben Gross

Topic: Sea-level and coastal changes, Late Pleistocene-Holocene of South America

Please read and prepare to discuss the readings listed


Clark, J.A. and Lingle, C.S., 1979, (1.2M) Predicted relative sea-level changes (18,000 years B.P. to Present) caused by late-glacial retreat of the Antarctic ice sheet: Quaternary Research, v. 11, p. 279-298.  [Read only abstract and summary diagrams, particularly Figs. 1, 12 and 14]

Fairbanks, R.G., 1989, (433K) A 17,000-year glacio-eustatic sea level record: influence of glacial melting rates on the Younger Dryas event and deep-ocean circulation: Nature, v. 342, p. 637-642. 07 Dec.

Hsu, J.T., Leonard, E.M. and Wehmiller, J.F., 1989, Aminostratigraphy of Peruvian Quaternary terraces: Quaternary Science Reviews, v. 8, p. 255-262.  [Abstract only here]

Macharé, J. and Ortlieb, L., 1992, (969K) Plio-Quaternary vertical motions and the subduction of the Nazca Ridge, central coast of Peru: Tectonophysics, v. 205, p. 97-108.  [Skim this for an overview of tectonic effects]

Richardson, J.B. III, 1983, (640K) The Chira beach ridges, sea level change, and the origins of maritime economies on the Peruvian Coast: Annals of Carnegie Museum, v. 532, p. 265-276.

Sandweiss, D.H., Maasch, K.A., Belknap, D.F., Richardson, J.B. III, and Rollins, H.B., (393K) 1998, Discussion of: Lisa E. Wells, 1996.  The Santa Beach Ridge Complex, Journal of Coastal Research, 12(1), 1-17: Journal of Coastal Research, v. 14, p. 367-373.

Wells, L.E., 1996, (840K) The Santa beach ridge complex: sea-level and progradational history of an open gravel coast in central Peru: Journal of Coastal Research, v. 12, p. 1-17.


Questions:

  1. The Fairbanks (1989) curve is generally considered to be the standard "eustatic" or global seawater volume-change curve. What other factors control local relative sea level?
  2. What are the differences between Northern Hemisphere and Southern Hemisphere local relative sea-level changes, particularly in the mid-late Holocene?
  3. The tectonically active Pacific coast of South America might be considered likely to experience uplift or more complex affects on the sea-level curve. What is the magnitude of these influences on the Peruvian coast over the last several hundred thousand years (Macharé and Ortlieb, 1992; Hsu et al. 1989 (abstract)?
  4. Sea level plot Quebrada Jaguay vs Fairbanks
    click on image to view full size
  5. What influence has sea-level change had on development of beach ridges in northern coastal Peru? Evaluate the initial paper by Richardson (1983), then compare and contrast the viewpoints of Wells (1996) and Sandweiss et al. (1998).
  6. There is little direct sea-level information available for the shelf and slope off Peru, so the best we can do at present is to assume that the Fairbanks (1989) curve might apply. The attached figure plots the initial ages of occupation of Quebrada Jaguay versus the Fairbanks curve, implying a sea-level 50-70 m below present, and a shoreline several kilometers farther offshore than the present 2 km distance from the site. What in general would be the effects of the configuration of the exposed continental shelf on hypothetical occupations sites of humans utilizing marine resources during this initial 14-11 ka BP (calibrated) time period? What would be the effects of flooding and coastal transgression after that time?

Monday, October 1

Topic: Paleoindians of Chile

Discussion Leader: César Mendez


Jackson et al, 2007. (500K) Initial Occupation of thePacific Coast of Chile during Late Pleistocene Times. Current Anthropology, v. 48, 725-731.


Topic: Ice extent and configuration, Late Pleistocene-Holocene of South America

Dicussion Leaders: Gordon Bromley, Bjorn Grigholm, Bob Kelley, Nicky Spaulding


Clapperton et al., 1995. (1M) The last glaciation in the central Magellan Strait, southernmost Chile. Quaternary Research 44, p. 133

Denton et al., 1999. (2.4M) Interhemispheric linkage of palaeoclimate during the last glaciation. Geografiska Annaler 81(A), p. 107 (this is a big paper, so focus more on concepts and chronology than on the global picture presented)

Wright, 1983. (710K) Late Pleistocene glaciation and climate around the Junin Plain, central Peruvian Andes. Geografiska Annaler 65(A), p. 35

Rodbell and Seltzer, 2000. (1.2M) Rapid ice margin fluctuations during the Younger Dryas in the Tropical Andes. Quaternary Research 54, p. 328

Arnold, 2002. (1M)Radiocarbon dates from the ice-free corridor. Radiocarbon 44 (2), p. 437


Discussion Questions

This week's papers address the extent of glacier ice, primarily in South America, roughly during the time of migration. Glaciers present barriers and hazards to human populations, as well as opportunities and much–needed resources. We will outline how the distribution of glaciers has changed over time in the Americas and also how such reconstructions are made. During the class, however, we should all aim to discuss the effects (known or hypothetical) of ice on settlement and how glaciers influenced the land–use behaviour of the first Americans. Instead of questions, here are some points to ponder whilst reading these papers:

  1. How well are these reconstructions constrained, both chronologically and spatially?
  2. What was the general pattern of glaciation and climate/environment during the time of migration?
  3. Glacial environments can be surprisingly productive. What sorts of opportunities would Late Pleistocene/Holocene glaciation present for palaeoindian populations?
  4. What sort of work (let’s get specific) can be conducted to further our knowledge of the use of glacial environments by palaeoindians?

These are some broad areas for thought. Come armed with questions, hypotheses, and suggestions.


Monday, October 15

Topic: Paleobiology of South America: Climate and Plant Life

Discussion Leaders: Jasmine Saros, Luke Powell, Courtney Salm, Erin Wilcox

Moreno, P.I. et al., 2001. (400K) Interhemispheric climate links revealed by a late–glacial cooling episode in Southern Chile. Nature 409:804–808.

Seltzer, G.O. et al., 2002. (178K) Early warming of tropical South America at the last glacial-interglacial transition. Science 296:1685–1686.

Moreno, P.I. et al., 1999. (1.26M) Abrupt vegetation and climate changes during the last glacial maximum and last termination in the Chilean Lake District: A case study from Canale La Puntilla (41°S). Geografiska Annaler 81:285–311.

Moreno, P.I. 2000. (176K) Climate, fire, and vegetation between about 13,000 and 9,200 14C yr B.P. in the Chilean Lake District. Quaternary Research 54:81–89.

Hansen, B. C. S. 1995. (705K) A Late-glacial/Holocene pollen record from the Eastern Andes of Northern Peru. Quaternary Research 44:216–227.


Questions to ponder while reading:

  1. Are local reconstructions enough to infer past climate in South America at the late glacial time scale? (Think about discrepancies in some areas with ocean cores/Antarctic cores, what could be done to better the understanding of climate during the late glacial in South America?)
  2. Four Different kinds of forest vegetation are discussed in Moreno et al. 1999 (Valdivian Rain Forest , North Patagonian Rain Forest, Subantarctic Rain Forest, and Deciduous Subantarctic Forest). How would each group of vegetation potentially impact human movement in South America? For example, what resources are available in each forest (food, shelter, etc.)? Would people be able to move easily through these areas?
  3. Although there is still debate about details of climate change in South America at the end of the last ice age, we can agree that the environment changed between 15,000 and 10,000 rcbp. How would fire (or other disturbance regimes) have affected early humans living in this region? (think of travel, food resources – plants and animals, shelter, etc.) (Also, what impacts could humans have had on the environments)
  4. Vegetation varies with the ecosystems throughout South America, what ecosystems might be the most beneficial for a migrating people, and could this shed light on a route (highlands versus lowlands versus coastal) for habitation in South America?

Monday, October 22

Topic: Paleobiology of South America: Climate and Plant Life

Discussion Leaders: Jasmine Saros, Luke Powell, Courtney Salm, Erin Wilcox


Papers for 10/22:  Please note that some papers you will only need to skim or read the abstract. 

Transition: Flora to Fauna

  1. J.M.V. Fragoso and J.M. Huffman. (440K) Seed-dispersal and seedling recruitment patterns by the last neotropical megafaunal element in Amazonia, the tapir.  Journal of Tropical Ecology 16:369-385 [please skim]

Megafauna

  1. Bryan, A.L., R.M. Casamiquela, J.M. Cruxent, R.Gruhn, and C. Ochsenius. 1978. (585K) An El Jobo mastodon kill at Taima-taima, Venezuela.  Science 200:1275-1277
  2. Steadman, D.W., P.S. Martin, R.D.E. MacPhee, A. J. T. Jull, H.G. McDonald, C.A. Woods, M. Iturralde-Vinent, and G.W.L. Hodgins.  2005.  (255K) Asynchronous extinction of late Quaternary sloths on continents and islands.  PNAS 102: 11763–11768

Megafauna extinctions

  1. Martin, P.S.  1973. (545K) The discovery of America.  Science 179:969-974
  2. Owen-Smith, N. 1987.  (310K)Pleistocene extinctions: the pivotal role of megaherbivores.  Paleobiology 13:351-362 [read abstract only – good overview of global extinctions in the Late Pleistocene]
  3. Zimov, S.A., V.I. Chuprynin, A.P. Oreshko, F.S. Chapin III, J.F. Reynolds, and M.C. Chapin. 1995.  (1M) Steppe-tundra transition: a herbivore-driven biome shift at the end of the Pleistocene.  The American Naturalist 146:765-794 [read abstract only]
  4. Ficarelli, G., M. Coltorti, M. Moreno-Espinosa, P.L. Pieruccini, L. Rook, D. Torre. 2003.  (455K)A model for the Holocene extinction of the mammal megafauna in Ecuador.  Journal of South American Earth Sciences 15:835–845

Conclusion

  1. Roosevelt, A.C., M. Lima da Costa, C. Lopes Machado, M. Michab, N. Mercier, H. Valladas, J. Feathers, W. Barnett, M. Imazio da Silveira, A. Henderson, J. Silva, B. Chernoff, D. S. Reese, J.A. Holman, N. Toth, K. Schick.  1996.  Paleoindian cave dwellers in the Amazon: the peopling of the Americas.  Science 272:373-384

Questions:

  1. Think about floral-faunal interaction from an ecological perspective – for example, how would vegetation and animals interact?  How could these dynamics potentially alter an ecosystem, especially in terms of the Late Pleistocene extinctions of megafauna? (grazing, seed dispersal, habitat alterations, etc.)
  2. How would mammal populations have responded to changes on the landscape?  What resources would different types of animals need to survive?
  3. What are the two major opposing viewpoints on the cause of these Late Pleistocene extinctions?  Which do you think is the most plausible? Can you think of any alternative scenarios that would cause extinctions of mammals at this time?
  4. Think about the cost-benefits for early people in South America. What resources or habitats would be the most beneficial for people on the move? Consider hunting strategies (hunting many small mammals, or a few large ones).  How would the movement and/or lifestyle of a hunter-gatherer culture be affected?
  5. Big-picture question:  Considering the rapidly changing climate, vegetation, and animal populations in South America during the late Pleistocene/early Holocene, how would these dynamic factors have affected human migration?  Do you think one factor would be more important than the others? How would the ecology of an area (i.e. species diversity, vegetation zones, competition, environmental conditions) affect migration throughout South America?

Thursday, October 25

Topic: Discussion with special Guest: David Meltzer


Bradley, Bruce and Stanford, Dennis 2004. (625K) The North Atlantic ice-edge corridor: a possible Palaeolithic router to the New World, World Archaeology, Vol. 36(4): 459 – 478.

Davis, W. M. 1926. (1.3M) The Value of Outrageous Geological Hypotheses, Science, Vol. 63, 463 – 468.

Firestone et. al. 2007. (575K) Evidence for an extraterrestrial impact 12,900 years ago that contributed to the megafaunal extinctions and the Younger Dryas cooling. PNAS, Vol. 104, 16016 – 16021.


Monday, November 5

Topic: Genetic perspective on peopling of South America

Discussion Leaders: Greg Zaro, Tiffany Warzecha
Special Guest: Cecil Lewis


Discussion Questions:

  1. What is the role of human genetics in understanding the spread of modern Homo sapiens into South America (Refer to Table 1 in the Wang et al. paper and the proposed spread of anatomically modern humans depicted at http://www.bradshawfoundation.com/journey/
  2. How do bottlenecks (i.e. Siberia and Panama-Isthmus) catalyze a decrease in genetic diversity amongst PaleoIndian populations?
  3. What are the implications for migration routes to South America as supported by contemporary human genetic variation?
  4. How might the environment and patterns of colonization/migration lead to differences in western vs. eastern South American genetic and linguistic variation?

Readings:

Tarazona-Santos et al. (2001). (220K) Genetic differentiation in South Amerindians is related to environmental and cultural diversity: evidence from the Y chromosome. American Journal of Human Genetics 68:1485-1496.

Schurr, Theodore G. and Stephen T. Sherry (2004). (335K) Mitochrondrial DNA and Y chromosome diversity and the peopling of the Americas: evolutionary and demographic evidence. American Journal of Human Biology 16:420-439.

Wang et al. (2007). (1.7M) Genetic variation and population structure in Native Americans. PLoS Genet 3(11):e185. (focus on pages 1-13, skim the rest).

Lewis, Cecil M. and Jeffrey C. Long. (580K) Native South American genetic structure and prehistory inferred from hierarchical modeling of mtDNA. Molecular Biology and Evolution, in press.


Monday, November 12

Topic: Late Pleistocene-Holocene South American technology

Discussion Leaders: Brian Robinson, Louis Fortin, Chris Sockalexis


Technology is a fundamental part of understanding the peopling of the Americas.  There is a great deal known about some of the early cultures, but the “peopling” begs for the earliest evidence, challenging archaeological method and theory.  We include ten articles of which four are mostly for skimming photographs (#1, 7, 9 and 10) and one is a set of reviews that is optional (4).


Things to think about.

  1. When evidence is abundant we want to identify degrees of relationship.  How do we relate similarities in stone (and other material signatures) to cultural and biological relationships?
  2. Clovis (or the fluted point tradition) is not only the symbol of the earliest well-known cultural pattern, it is enormously widespread and the artifact types are among the most distinctive (some would say god-awful obvious) in the hemisphere.  What are the ramifications in having really obvious cultural proxies?
  3. Context and technology cannot be separated in the quest for understanding.  What are the pros and cons of the following contexts?
    1. Deeply buried, well-isolated archaeological levels with no overlying cultural material, such as at Quebrada Santa Julia (Jackson et al. 2007 previously discussed by César Méndez).
    2. Deeply stratified cultural remains grading into sterile deposits.
    3. Stratified cultural deposits with obvious cultural items, grading into “less obvious” human products.
  4. What are the ramifications of the suggestion that humans used indistinctive technologies for 20,000 years in some of the more extreme ages proposed?  This question involves the recognition of fiber, bone and stone artifacts as having been produced by humans.

Readings

  1. North American Technology:  Early Beringian assemblages are good candidates for Clovis progenitors (among others).  The article by Powers and Hoffecker (1) is not the most recent summary but it is one of the most important sites including both the so-called Nenana and Denali complexes.  Skim the article as a whole but pay close attention to technological differences of the two complexes pages 272 -285.
  2. The “Standard” Paleoindian Lithic Technologies: Morrow and Morrow (2) investigate the continent-wide distribution of fluting.
  3. Technological Diversity:  What does it mean when very different technologies and subsistence patterns coexisted with Clovis.  This, of course, depends on the how solid one’s model of Clovis is.  Anna Roosevelt (3) presents a case from caves in Brazil.  We include responses by Fiedel, Dillehay, and Meggars, and a rebuttal by Roosevelt (4) for your optional reading interest.  Borrero and Viviana (5) discuss evidence for the peopling of Patagonia.
  4. Were they made by humans:  This is a harder question than one may think.

    Stone Technology: A classic example is the Calico Hills site in California which was blessed by Louis Leaky.  Vance Haynes (6) writes his usual critical report.  There is an impressive amount of literature attempting to prove whether or not thousands of artifacts picked from millions of cobbles are real.  A selection of the finest and most common tools are included from Monte Verde site (7).  This section includes 10 pages of text and figures scanned from the big book.

    Bone Technology:  We do not have space for the numerous flaked and cut bone sites but they are of considerable interest because bone can be directly dated.  We provide another negative review based on taphonomic cautionary tales by Gary Haynes (8).

    Fiber and Wood:  When preservation is extremely good we find organic artifacts that are often unique because they are so rare.  They are just as good for identifying human technology but the standards of identification can be difficult.  We include two articles mostly for you to look at the pictures.  The first by Adovasio and Lynch (9) shows cordage artifacts from Guitarrero Cave.  Don’t read the article but look closely at the too-dark photographs.  Remember that these cordage artifacts are nearly as old as Monte Verde.  Finally a long section from Monte Verde (10) is included with many photographs of wood and cordage artifacts.  Compare the cordage section of Chapter 9 in the Monte Verde report with that from Guitarrero Cave. The reading is optional but fascinating.

1) Powers and Hoffecker 1980. (975K) Late Pleistocene Settlement in the Nenana Valley, Central Alaska, American Antiquity 54(2):263-287.

2) Morrow and Morrow 1999.  (485K) Geographic Variation in Fluted Projectile Points: A Hemispheric Perspective.  American Antiquity 64(2): 215 – 230.

3) Roosevelt et al. 1996. (1.3M) Paleoindian Cave Dwellers in the Amazon: The Peopling of the Americas. Science (272 (5269) 373-384.

4) Fiedel, Dillehay, Meggers, and Roosevelt:  (1.7M) Comments on Roosevelt, Science 272 (5294):1821-1825.

5) Borrero and Franco 1997. (570K) Early Patagonian Hunter-Gatherers: Subsistence and Technology. in Journal of Anthropological Research. 53(2):219-239.

6) Haynes, Vance, 1973. (1.1M) The Calico Site: Artifacts or Geofacts?  Science 181(4097):305-310.

7) Dillehay, Tom D. 1997. (1.2M) Selected lithic pages from Monte Verde, a late Pleistocene settlement in Chile, Volume 2, Washington : Smithsonian Institution Press.

8) Haynes, Gary, 2000.  (650K) Mammoths, Measured Time and Mistaken Identities. In Radiocarbon 42(2):257 – 269.

9) Adovasio and Lynch. (290K) Preceramic Textiles and Cordage from Guitarrero Cave, Peru. American Antiuity, 38(1):84-90.

10) Dillehay, Tom D. 1997. (3.9M) Selections from Chapters 7, 8, and 9 on organic artifacts in Monte Verde, a late Pleistocene settlement in Chile, Volume 2, Washington: Smithsonian Institution Press.


Monday, November 19

Topic: Late Pleistocene-Holocene South American settlement models

Discussion Leaders: Jim Roscoe, Sam Belknap, César Mendez, Kurt Rademaker


This week’s readings present a variety of settlement modeling studies based on ethnographic, physiological, ecological, and archaeological data.  Each discipline contributes something unique to First Americans research but none of these papers, perhaps with the exception of Dixon (2001), attempts an overall synthesis of the various datasets – that’s our job.  Take the findings from each study and draw connections between them since each study complements (but not necessarily dovetails with) the others.  This class will be a chance to think creatively about how we can better study hunter-gatherer societies and the process of exploration of new lands in the context of dramatic environmental change.

Readings

Townsend, Patricia K. 1978. (425K) The Politics of Mobility among the Sanio–Hiowe.  Anthropological Quarterly 51(1): 26−35.

Surovell, Todd A. 2000. (500K) Early Paleoindian Women, Children, Mobility, and Fertility.  American Antiquity 65(3):  493−508.

Aldenderfer, Mark  2006. (180K) Modelling Plateaux Peoples: The Early Human Use of the World’s High Plateaux.  World Archaeology 38(3): 357−370.

Kelly, Robert L. 2003. (1.2M) Colonization of New Land by Hunter–Gatherers: Expectations and Implications Based upon Ethnographic Data. In “The Colonization of Unfamiliar Landscapes: The Archaeology of Adaptation” (Rockman and Steele, eds.), Routledge, New York, pp. 44−58.

Dixon, E. James 2001. (650K) Human Colonization of the Americas: Timing, Technology, and Process. Quaternary Science Reviews 20: 277−299.


Questions

Subsistance: What subsistence bases might foragers moving into the Americas have had?  How would this have affected their travel routes?

Demography: What levels of population growth might these early foragers have had?  Are these growth rates consistent with the rapid colonization of the Western Hemisphere suggested by genetic data?

Social Organization: Why would early foragers group together? How large might their physical aggregations and social groups have been?

Mobility: Why do foragers move their residences? How do geography and subsistence affect the frequency of these residential moves and their distance?

Settlement Patterns: How could these models help explain the archaeological record of Early Americans?  What other factors affect the material evidence available to archaeologists?  How can improved models help us to better design and implement research projects investigating the early human settlement of the Americas?

Monday, November 26

Topic: Monte Verde archaeological site in southern Chile.

Discussion Leaders: George Jacobson, Juan García, Alice Kelley


Readings

Monte Verde is a controversial site, to say the least.  The goal of the discussion is to present the information and the debate, so that you can make your own evaluation of the data used to support the site’s antiquity.
The readings that form the basis for our discussion include:

Dillehay, T., 1984, A Late Ice-Age Settlement in Southern Chile, Scientific American, 251:106-117.  (The first description of the site in print).

Dillehay, T. and Collins, M., 1988, (254K) Early cultural evidence from Monte Verde in Chile, Nature, 332: 150-152.

Bray, W. 1988, (115K) The paleoindian debate, Nature, 332: 107.

Various Authors: Monte Verde Revisited: A Special Report, Scientific American Discovering Archaeology, November/December 19991-23.

The chapter closest to your area of expertise from:
Dillehay, T. 1997, Monte Verde: A Late Pleistocene Settlement in Chile, vol. 1 and 2. Smithsonian Institution Press, Washington D.C.


8, (115K) The paleoindian debate, Nature, 332: 107.

Various Authors: Monte Verde Revisited: A Special Report, Scientific American Discovering Archaeology, November/December 19991-23.

The chapter closest to your area of expertise from:
Dillehay, T. 1997, Monte Verde: A Late Pleistocene Settlement in Chile, vol. 1 and 2. Smithsonian Institution Press, Washington D.C.